PART II: Suggested process for developing an ecologically based forest management plan
Forest management - or stewardship - plans can be approached in many ways. A well thought-out ecological approach involving the landowner is most likely to lead to that landowner's satisfaction, as well as maintenance of ecological capability of the land.

The essence of following an ecologically based approach to forest management is an understanding of forest community dynamics as a function of site and disturbance, and identifying a much wider range of acceptable silvicultural options than is traditionally recognized in commodity oriented forest management, when just current cover types are considered.

A suggested process to develop management options is depicted in Figure 7. It should be emphasized that this is a process (i.e., a sequence of steps to consider), and not an outline of items to be specifically included in actual management plans.

Figure 7. A model of an approach to the development of ecologically sound forest management plans.
Figure 7. A model of an approach to the development of ecologically sound forest management plans.
Explanation of process components in Figure 7:
Major steps are designated by letters (a,b,c) beginning at the top of the diagram.
[a] Identify landowner's goals.
Forest resource professionals must communicate with the landowner to identify his/her long-term goals for ownership and management of forest land. Communication skills, particularly the ability to listen, are required. Sample goals may be: to create habitat for a wide range of wildlife species; to maximize income from wood production; or to provide the best possible deer habitat.
[b] Delineate site types.
Land within an ownership can be relatively homogeneous or heterogeneous in terms of its ecological capability. Major factors affecting species' ability to grow, reproduce and compete include soil depth, texture and chemical properties, and position on the landscape (such as north or south slope aspect, ridge or valley, etc.). Any areas within the ownership that can be differentiated on the basis of such factors should be identified as "site types." In some areas, formal site classification systems have been developed.
[c] Delineate stands within site types
. Because stands - vegetation units represent communities of different composition and structure, and therefore different stages of development cycles, they must be considered separately if management based on ecological principles is to be attempted. Each stand is considered to be an "ecological opportunity unit."
[d] Identify silvicultural and ecological alternatives for each stand.
Short- to mid-term compositional and structural changes in most vegetation units are relatively predictable. However, current development trends are not necessarily the only ecologically acceptable pathways, and they may not meet the owner's goals. Before deciding on the most visible management option, a resource professional should first attempt to identify other ecological alternatives (A1-C5 in Figure 7). These will be considered later in the development of management objectives. Each stand, if properly delineated, can be expected to respond uniformly to a given natural disturbance or management action. Although there are definite limitations due to site, stand composition, and availability of external seed sources, there is almost always more than one ecologically sound silvicultural alternative available. All too often, regenerating the existing cover type is the only option considered. Such a choice may not always be ecologically desirable nor may it best meet the landowner's goals. More management options can be offered to the landowner if all ecologically feasible alternatives are first identified.
Systematically identify ecological and silvicultural alternatives by evaluating the following factors:
bullet point Successional role of each species comprising the current stand (overstory and understory).
This information is essential for planning changes in stand composition and regeneration techniques.
bullet point The age structure of the stand
Species composition and age structure are the two fundamental properties of any forest stand. They must be taken into account in any management consideration..
bullet point Relative growth potential of each species on identified site type.
This may be the most important information for any management decision because growth potential relates not only to economic outputs, but also strongly affects forest dynamics.
bullet point Presence of advance reproduction.
Presence or absence of advance reproduction to a large extent dictates the type of regeneration techniques that will be applied. Also, advance reproduction may or may not be the desired species.
bullet point Expected reaction of advance reproduction to different types of stand manipulation.
If advance reproduction is of mixed species, different growth rates can be expected with different degrees of canopy removal. Seedlings of most species benefit from complete canopy removal, but some shade-tolerant species respond best to gradual canopy removal.
bullet point Expected effect of competing vegetation after opening of the canopy.
Understory plant species respond differentially to removal of the forest canopy and present different degrees of competition to tree seedlings. Response of competing vegetation also varies among site types. Generally, the more mesic the site, the stronger the understory competition. However, potential competing species are not necessarily present in every stand.
bullet point Potential for inducing advance reproduction of each canopy species.
Regeneration requirements vary greatly with species. Some conditions are more difficult to meet artificially than others.
bullet point Potential for introducing other tree species suited for the site type that are not present in the current stand.
Current stand composition is invariably the result of past treatments or disturbances and does not necessarily include seed sources of the best adapted or most desirable species. Reintroduction of such species is often possible by planting or direct seeding.
bullet point Existing and potential damaging agents.
Some species are more susceptible to specific damaging agents (e.g., insects, pathogens, frost, windthrow) in certain regions or on certain site types.
[e] Identify viable alternatives by evaluating landowner's constraints and opportunities.
(1) Landowner's resource constraints.
Some silvicultural and ecological opportunities identified above may not meet an owner's financial expectations or may exceed his/her commitment of time.
(2) Regional ecological issues and concerns.
Management practices that are ecologically sound on a site or local ecosystem level may not address landscape and regional concerns. Although private owners are not obligated to consider regional ecological concerns (other than those specifically covered by law, e.g., the Endangered Species Act), many of them are interested, and often eager, to accommodate them within limits of economic efficiency. Resource professionals working with private owners should be aware of such issues and bring them to the owner's attention when preparing management plans. Such issues vary greatly from region to region and cannot be addressed comprehensively. The following are some examples:
bullet point Lack of large contiguous blocks of specific habitats to accommodate wide-ranging animal species or those that do not thrive in edge habitats.
bullet point Need for special wooded corridors to accommodate movement of some animal species between suitable habitat patches.
bullet point Loss of certain vegetation types (and accompanying fauna) due to changes in natural disturbance regimes (e.g., loss of oak savannas or pine forests due to suppression of wild fires).
bullet point Shortage of mature stages of forest development due to uniformly applied economic rotation age.
bullet point Reduced compositional and structural diversity of forest communities due to prevailing management practices.
bullet point Lack of tree regeneration, and reduction of shrub/herb density and diversity due to high deer densities.
(3) External socioeconomic constraints
Certain activities may be constrained by zoning laws or forest practice regulations, while others may simply conflict with prevailing attitudes of neighbors or the general public. While the owner is not bound by the latter, a conscientious resource professional will keep landowners informed in order to minimize potential future conflicts.
(4) Socioeconomic incentives.
Socioeconomic constraints often can be balanced by incentives. These may include lower property taxes on managed forest land, income tax deductions for forest management investments, government cost-sharing for management practices and others. Some practices also may engender greater public acceptance than others without compromising an owner's goals.
[f] Develop management objectives (MO's) for each stand.
The steps described above identify ecologically sound silvicultural alternatives for individual stands and eliminate from consideration those that cannot be supported on socioeconomic terms. The landowner now must select the management objectives for each stand.
[g] Prepare management plan.
Only when management objectives have been defined through this type of process should the management plan (i.e., 'action plan") be developed. The management plan is a written document that summarizes all of the above information and then clearly prescribes management unit activities and a timeline for accomplishing them. Detailed silvicultural prescriptions are not part of the initial management plan; these are developed immediately prior to a scheduled management practice in order to take into account unique stand conditions.
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